Global Trading Group, Inc.

Member, FINRA,  MSRB, & SIPC 

 
 

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Member of the following associations:

  • FINRA

  • MSRB

  • SIPC

Welcome

 

Global Trading Group, Inc. (Global), is a Securities Brokerage and Investment Banking firm with a strong expertise in growth companies, special situation investments, private placements, risk management, and option strategies. The Company is a member firm of Financial Industry Regulatory Authorities ( FINRA) The National Futures Association ( NFA) The Municipal Securities Rulemaking Board M.S.R.B.)

 

Founded in 1999, Global Trading Group, Inc. is a member of the Securities Investors Protection Corporation (SIPC).  Every client account is protected up to $25 million dollars. Each account is protected by SIPC for up to $500,000 ($100,000 limitation for cash claims 400,000 in securities). An additional $24.5 million in protection is provided by an excess insurance policy.

 

Global Trading Group, Inc contracts for clearing service with First Southwest Company (FSW), a clearing firm founded in 1946.  On December 31, 2008, First Southwest Holdings LLC, the parent of First Southwest Company merged with PlainsCapital Corporation in a stock-for-stock transaction at book value. First Southwest became a wholly owned subsidiary of PlainsCapital Bank, which is owned by PlainsCapital.
First Southwest is one of the largest privately held investment banks in the USA and, as of February 2009, had more than $62 million of equity and more than $39 million in excess net capital. PlainsCapital is an independent, privately held financial services company with equity of approximately $495 million and assets in excess of $3.8 billion as of December 31, 2008. In addition to First Southwest, PlainsCapital is the parent to PrimeLending and is the majority shareholder of Hester Capital Management.
FSW   has a selling agreement with well over 1500 mutual funds all registered with the regulatory authorities in the USA

 

GLOBAL serves the financing needs of, small and medium size businesses with 5 to 30 million dollars in sales a year. The firm offers comprehensive investment banking and brokerage services, meeting the needs of the average investor, as well as high net-worth individuals looking to formulate and achieve personal financial goals through portfolio diversification and risk management.

 

Our client base is global . It extends to different parts of the world. Including Africa, Asia, the Caribbean, Continental and Eastern Europe, and North America.

 

 

MISSION STATEMENT

 

At Global we remain firmly grounded in the tradition of high ethical standards, and sound business principles. We abide by the long-standing principles of the securities industry of helping businesses and investors with their financial needs.

 

We believe in investing our client’s fund with prudence. We select well-managed companies with proven track records, where growth rate in sales ,revenue and earnings tend to accelerate. From time to time however we do recommend the use of basic options strategies as well as advance option strategies to take advantage of perceived opportunities in the securities market .. At such times either directional trades or hedging strategies are recommended.

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Global Trading Group, Inc. Member, FINRA,  MSRB, & SIPC (516) 876-4918